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4250 Veterans Memorial Hwy., Ste. 420E
Holbrook, NY 11741
Tel: 631.439.4600 or 800.889.3914
Fax: 631.439.4698
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Disclosure Notices

AP Accountholder Commission and Fee Schedule
AP/Pershing Mutual Fund Surcharge List
Business Continuity Plan Disclosure
Cash Sweep Program Disclosure
Cash Sweep Insured Cash Account Program Rate Chart: BDSL
Cash Sweep Program Bank Deposit Rate Chart: BDSA, BDSP, BDSR
Cash Sweep Program Participating Bank List
Characteristics and Risks of Standardized Options
Client Privacy Notice
Code of Ethics
Customer ID Program Notice
Customer Relationship Summary
Do Not Sell My Personal Information
Federated Hermes Government Reserves Fund Summary Prospectus
Model Management Available Managers and Pricing
Municipal Securities Investor Information
Municipal Securities Rules
Password Reset Instructions
Privacy Policy
Revenue Sharing
SEC Rule 606
Treasury Department Deems Financial Services Sector Critical

Securities offered through American Portfolios Financial Services, Inc., Member: FINRA/SIPC

Investment advisory services offered through American Portfolios Advisors, Inc., an SEC Registered Investment Advisor
Form ADV Part 2A Disclosure Brochure

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