Own Your Future

AP is not a “one size fits all” firm. To support the diverse needs of its investment professionals, as both a full-service independent broker/dealer and Registered Investment Advisor, a widely-used choice of financial products and programs are made available for affiliated colleagues to offer their clients.

If you're experiencing any of the following issues with your current broker/dealer or wirehouse, please schedule a complimentary call with us.

  • Inadequate technology platform
  • Pushes proprietary products
  • Delays advertising compliance reviews
  • Limited marketing support
  • Lacks customer-focused culture
  • No practice management offerings
  • No stock option program
Client Acquisition@2x

Sample Business Development Piece: Client Acquisition and Retention

In this white paper you’ll learn how financial advisors can integrate the best tools with compelling and relevant messaging that targets audiences to drive optimal client acquisition and retention results.

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Learn from our CEO on Broker-Dealer Consolidations

American Portfolios is among a small segment of privately held independent broker/dealers defending its position to build and conduct business—and the businesses it serves—the way it chooses. We are not owned by a manufacturer of product, a private equity firm or a consolidator.

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Bcg Ny 2019 Print

No. 1 Company to Work for in NY in 2016 and in Top Ten Companies to Work for in 2017, 2018 and 2019

CEO Lon T. Dolber, stated, “There is no greater affirmation as a leader of a firm than knowing the satisfaction of your employees, and in turn your customers. I’ve always believed that the success of any company has to start, first and foremost, with your people and their well-being.” The firm’s 100-plus employees work collaboratively to service the business needs of more than 840  independent investment professionals and their associated staff located in 395 branch offices throughout the United States. Employees are part of a corporate culture that embraces a roadmap of interconnected strategic company perspectives — People, Innovation, Process, Customer, Financial and Community — and the foundation from which all planning and executions are derived.

Best Companies 2019link

American Portfolios' 2018 Annual Review

In 2018, American Portfolios (AP) entered into its 18th year, lifting itself above the fray from disruptive forces facing the financial services industry. A notable milestone by any standard–in the face of unrelenting turbulence to such things as broker/dealer consolidation and game-changing regulatory reforms–AP held up to the test of time.

Join a tansparent and upwardly mobile independent Broker/Dealer!
By managing forces within its control to make AP more performance-driven, innovative, process-proficient, service-oriented, customer-focused, operationally-leveraged and community-committed, AP is creating a sustainable, thriving and profitable future for those with whom it serves.

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Five-Time Winner of Broker/Dealer of the Year

Ninteeen years ago on Sept. 10, 2001, we founded our company with the simple idea that every financial advisor should have only one person to answer to— the client. Yet, this recognition is not for the idea or the company; it’s for the people, our full-time associates, affiliated colleagues, investing clients and communities in which we live that make it all possible. It’s small proof that, in America, anything is possible when people come together to follow a truly independent path.

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Gain Insights From Your Peers, Best Practices and the Industry at Large

American Portfolios’ bi-annual magazine, FREE, brings to its readers rich insight from senior staff, fellow colleagues and partners. It’s a publication that reinforces our company’s culture of open dialogue, collaboration and transparency.

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Your Guide to an efficient four-step affiliation and transitions process