We create value for our people and value for our clients..
We always take the high road, even if it costs us in the short term, because we believe the things that make you richest are the things you do for others.
American Portfolios must seek out the best business solutions, support and services that its financial professionals require to achieve financial freedom for their clients.
American Portfolios’ first responsibility is to its valued employees, the men and women working for us, who provide the highest level of service to our customers—our affiliated financial professionals. American Portfolios is committed to providing a clean, safe, and orderly workplace where employees are treated with respect and dignity, and are recognized for the unique and special qualities they bring to their jobs. American Portfolios encourages equal opportunities in employment, development, and advancement. Employees should feel secure in their positions, know they will be compensated fairly and adequately, and feel free to offer suggestions or bring forth concerns.
Providing optimal service and support to the financial service professionals, their staff, and their clients as well as all others who use our services is one of American Portfolios’ core responsibilities. We must strive to meet our customers’ needs with the highest level of quality and dedicate ourselves to setting the standard of service excellence for our industry.
Fostering positive social and environmental change in the communities where we live and work as well as in the global community is paramount. We must be responsible citizens through our support of good works, honest charities, civic improvements, better health, and education. We must maintain in good order the property we are privileged to use by protecting the environment and its natural resources.
Shareholder value, our commitment to stockholders, is our final responsibility. Business must make a sound profit. Therefore, we must strive to achieve a balance among the fiscal, social, and environmental responsibilities of our firm, experiment with new ideas and develop new technologies in our efforts to stay ahead of the competition, and create reserves to prepare for adversity. It is our belief that when we operate according to these principles, shareholders will realize a fair return.
I thank you for the opportunity to introduce our company to you.
American Portfolios was conceived by a group of like minded, independent financial service professionals, committed to serving their clients by offering sound financial guidance or planning along with solid investment advice. The firm is owned and operated by individuals who have all worked with clients of their own. I started in the financial services field in 1978 when I was brought into the business by my father Hy Dolber.
As professionals, we will not tolerate or recognize any obligation to market the services or investment products produced by any single company. We understand what it means to seek out and to offer only the best products or services available, without conflict or compromise and this is the same commitment we make to our representatives.
The financial services industry is dynamic and evolving. Barriers have fallen and investors face an almost unlimited and often confusing variety of financial products and investment choices. We believe that financial professionals must have access to a diverse selection of unbiased and high quality investment products and services in order to best meet their client’s objectives.
I thank you for the opportunity to introduce our company to you. We are proud of what has been accomplished thus far and hope that our vision someday may be of benefit to you.
-Lon T. Dolber
We believe that the success of a company is made possible through the hard earned efforts of its people. By Bringing together the most expert and imaginative people in a culture that embraces technology and the courage to think independently, we create true value in our services, our recommended portfolios and our company.
CEO and President, American Portfolios Holdings, INC (APH) President, American Portfolios Financial Services, Inc. (APFS)
President of Sales and New Business Development, APFS
631.439.4600, ext. 285
Vice President of Human Resources, APH
631.439.4600, ext. 280
Chief Operating Officer, APFS
Chief Technology Officer, APFS
President of American Portfolios Advisors, Inc., APA
Chief Financial Officer, APH
Executive Vice President of Business Process and Organizational Development, APH
Executive Vice President, General Counsel and Chief Risk Officer, APH
Senior Vice President, Due Diligence Analyst and Product Manager, APFS
Senior Vice President and Chief Advisory Compliance Officer, APA
Vice President of Finance and Accounting, APH
Vice President of Marketing Strategy, APFS
Vice President of Operations, APFS
Vice President of Platform Development, APH
Vice President of Marketing and Corporate Communications, APH
Vice President of Surveillance, APFS
Vice President and Chief Compliance Officer, APFS
Vice President of Business Services, APFS
Chief Executive Office, President and Chairman of the Board
Chief Financial Officer, Director
Executive Vice President and Chief Strategy Officer, APH
Executive Vice President and Chief Strategy Officer, APH
Senior Vice President, Director
President and CEO of TrustFort
Co-Founder of Integrated Resources Inc.
Founder of Nathan & Lewis Securities
Former President and CEO of National Financial Services, LLC
Former Executive Vice President and CFO of AIG Advisor Group Inc.
Senior Vice President of Strategy and Corporate Development of Fidelity Guarantee Life
Former General Counsel and Senior Vice President of Frist Allied Securities, Inc.
We promise to always act with integrity, never sacrificing our advisor's or client's interests for the sake of our own. We hold ourselves responsible not only to our customers, but also to our communities.
The DOME (Developing Opportunities through Meaningful Education) Project provides young people with alternatives to the negative pressures they face in their communities to help them develop a healthy, positive sense of self. American Portfolios champions the Dome Project's world to empower young Americans living under difficult circumstances.
The Leukemia & Lymphoma Society (LLS) is the world's largest voluntary health organization dedicated to funding research for blood cancer cures, distributing free information and services, and enabling blood cancer patients to live better, longer lives. American Portfolios' support of this organization is rooted in an experience that touched a valued employee, Dean Bruno, diagnosed in May 2013 with Stage 3 Nodular Sclerosis Hodgkin's Lymphoma. Today, he remains cancer-free, thanks to research funding provided by LLS.
VEI is a non-profit organization that offers in-school experiential learning programs for high school students to form entrepreneurial, start-up businesses within a live global simulated setting. APFS has been a fervent supporter of VEI’s mission to foster future business leaders early in their academic careers. APFS has been involved in the judging and sponsorship of VEI’s local student competitions, providing them with the backdrop of a true corporate experience. AP Also provides mentorship and internship opportunities for the entire VEI network, connecting them to its affiliated financial professionals located in more than 300 branches throughout the nation.
World T.E.A.M. (The Exceptional Athlete Matters) Sports creates and organizes inclusive athletic events with teams of disabled and able-bodied athletes that challenge them to accomplish goals they never thought possible. American Portfolios is an active supporter of World Team Sports; our employees, affiliated advisors and business partners have been participating in events and raising money for this non-profit organization since 2006.
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For those who seek freedom of choice, we're the employer of choice.
Would you like to have an impact on the future growth and profitability of a competitively strong financial services firm? At American Portfolios, we operate in a team-based environment, made up of diverse associates who are passionate, innovative and focused. We’re proud of our history, stability and proven track record of success. American Portfolios has made the Inc. 5000 list of fastest growing, privately-held firms in the United States six consecutive years.
American Portfolios has an immediate opportunity for a chief legal & compliance officer with broker/dealer (B/D) and registered investment advisor (RIA) experience. As the chief legal & compliance officer, you will report directly to the CEO and will be responsible for all legal and compliance matters.
The above job description is meant to describe the general nature and level of work being performed; it is not intended to be construed as an exhaustive list of all responsibilities, duties and skills required for the position. This job description in no way states or implies that these are the only duties to be performed by the employee occupying this position. All job requirements are subject to possible modification to reasonably accommodate individuals with disabilities. American Portfolios provides Equal Employment Opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion, sex, national origin, age, disability or genetics. To perform this job successfully, the employee must possess the abilities or aptitudes to perform each duty proficiently. Continued employment remains on an “at will” basis.
The freedom to make recommendations, unbound by mandates or incentives.
One investor, one advisor, one goal.
Client relationships are built on a simple premise: transparency and trust.